Ethan David Chadwick Allen

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2017 → 10/2018
  Edward Jones
  Pineville, NC
• 04/2015 → 11/2017
  Aramark Uniform Services
  Charlotte, NC
• 07/2019 → Present
  The Vanguard Group, Inc.
  Charlotte, NC
• 11/2018 → Present
  Carmax Auto Superstore
  Pineville, NC

Previous Registrations

• 2018-04-25 → 2018-11-06
  Edward Jones
  Ft Mill, SC
  Ft Mill, SC
  St Louis, MO
  Pineville, NC

Other Businesses

Employee of The Vanguard Group, Inc. (parent company of Vanguard Marketing Corporation) 100 Vanguard Blvd., Malvern, PA 19355 NAME OF BUSINESS: CarMax, Inc NON-INVESTMENT RELATED: ADDRESS: Pineville, NC NATURE OF BUSINESS: Vehicle Sales POSITION: Retail START DATE: 11/2018 APPROX. HOURS/MONTH: 30 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: Vehicle Sales NAME OF BUSINESS: EDCA Holdings, LLC INVESTMENT RELATED ADDRESS (City/State): Fort Mill, SC NATURE OF BUSINESS: Holdings POSITION: Owner START DATE: 3/2022 APPROX. HOURS/MONTH: 3 HOURS DEVOTED DURING TRADING HOURS: 3

Exams

• S66 Uniform Combined State Law Examination
  2018-04-24

Other Names

• Ethan David Chadwick Allen
• Ethan Allen
• Chad Allen