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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-05-07
TX RA APPROVED 2026-05-07
  • NY RA
    APPROVED
    Since 2026-05-07
  • TX RA
    APPROVED
    Since 2026-05-07

Branch Locations

8 Main Street, Southampton, NY 11968-4819 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 11/2017 02/2020
Mixology Westhampton NY 08/2013 08/2017
Kix N Stylz Riverhead NY 02/2014 08/2017
University Of Miami Miami FL 01/2015 05/2017
Granite Family Quogue NY 07/2015 08/2017
Ubs Financial Services Inc New York NY 02/2020 10/2020
Rbc Capital Markets, Llc New York NY 10/2020 05/2026
Ubs Financial Services Inc. Southampton NY 05/2026 Present
  • 11/2017 → 02/2020
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    New York, NY
  • 08/2013 → 08/2017
    Mixology
    Westhampton, NY
  • 02/2014 → 08/2017
    Kix N Stylz
    Riverhead, NY
  • 01/2015 → 05/2017
    University Of Miami
    Miami, FL
  • 07/2015 → 08/2017
    Granite Family
    Quogue, NY
  • 02/2020 → 10/2020
    New York, NY
  • 10/2020 → 05/2026
    New York, NY
  • 05/2026 → Present
    Southampton, NY
Previous Registrations
Other Businesses

(1) NAME OF ENTITY: Supreme Systems, Inc. ADDRESS: 248 w 35th Street New York NY 10001 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: Mar 03, 2025 CAPACITY: Other DUTIES: Part time administrative duties. Paperwork, scheduling, and clerical duties. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-23
  • S66 Uniform Combined State Law Examination
    2026-03-23
Other Names
  • Sydney Marks

View on SEC IAPD

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