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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
1735 Market St Mellon Bank Center, Philadelphia, PA 19103-2998 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Little Duckies Daycare | Philadelphia | PA | 09/2016 | 03/2017 |
| Johnson & Johnson | New Brunswick | NJ | 05/2017 | 10/2017 |
| Rbc Capital Markets, Llc. | Philadelphia | PA | 11/2017 | 09/2019 |
| La Salle University | Philadelphia | PA | 08/2013 | 05/2017 |
| Tiaa | Philadelphia | PA | 09/2019 | 04/2021 |
| Tiaa-Cref Individual & Institutional Services, Llc | Philadelphia | PA | 09/2019 | 04/2021 |
| Fidelity Investments | Philadelphia | PA | 04/2021 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-06-14 |
| S63 | Uniform Securities Agent State Law Examination | 2019-02-22 |
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