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Nathan N Johnson

Charles Schwab & Co., Inc.

Sarasota, FL

CRD 3181349

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2005-02-04
  • FL RA
    APPROVED
    Since 2005-02-04

Branch Locations

100 University Town Center Drive, Sarasota, FL 34243 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Sarasota FL 08/1999 Present
Charles Schwab Bank, Ssb Sarasota FL 03/2005 Present
Other Businesses

REAL ESTATE/PROPERTY MANAGEMENT | SARASOTA, FLORIDA | START DATE 03.01.2017| PROPERTY OWNER | LESS THAN 20 HOURS PER MONTH | NONE DURING SECURITIES TRADING HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-11-01
S63 Uniform Securities Agent State Law Examination 1999-02-16
  • S66 Uniform Combined State Law Examination
    2004-11-01
  • S63 Uniform Securities Agent State Law Examination
    1999-02-16
Other Names
  • Nathan Norton Johnson

View on SEC IAPD

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