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Austin Tyler Barger

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Los Angeles, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-06-19
CA RA APPROVED 2019-06-17
  • TX RA
    APPROVED
    Since 2019-06-19
  • CA RA
    APPROVED
    Since 2019-06-17

Branch Locations

2049 Century Park E Pbig - Century City, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Angeles CA 11/2018 Present
Loyola Marymount University Los Angeles CA 09/2014 05/2018
Liquid Venture Partners El Segundo CA 02/2018 06/2018
Gideon Strategic Partners Santa Monica CA 05/2017 01/2018
Unemployed Mill Valley CA 06/2018 11/2018
Bank Of America, N.A Los Angeles CA 01/2020 Present
  • 11/2018 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Los Angeles, CA
  • 09/2014 → 05/2018
    Loyola Marymount University
    Los Angeles, CA
  • 02/2018 → 06/2018
    Liquid Venture Partners
    El Segundo, CA
  • 05/2017 → 01/2018
    Gideon Strategic Partners
    Santa Monica, CA
  • 06/2018 → 11/2018
    Unemployed
    Mill Valley, CA
  • 01/2020 → Present
    Bank Of America, N.A
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-14
  • S66 Uniform Combined State Law Examination
    2019-06-14
Other Names
  • Austin Tyler Barger
  • Austi Tyler Barger
  • Austin Barger

View on SEC IAPD

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Olivia R DiNapoli
Natalie Jeanne-Marie Glover
JAMES EDGAR BERLINER

Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA
NUVEEN ASSET MANAGEMENT, LLC · LOS ANGELES, CA

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