Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-11-14 |
Branch Locations
5605 Carnegie Blvd Ste 240, Charlotte, NC 28209 • United States
513 New Bridge St., Jacksonville, NC 28540 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Maple Hill | NC | 06/2017 | 02/2018 |
| Department Of The Navy, Headquarters U.S. Marine Corps | Washington | DC | 04/2010 | 06/2017 |
| First Command Financial Planning, Inc. | Fort Worth | TX | 11/2017 | 02/2018 |
| First Command Financial Planning, Inc. | Fort Worth | TX | 02/2018 | 10/2019 |
| First Command Advisory Services, Inc. | Fort Worth | TX | 02/2018 | 10/2019 |
| First Command Financial Insurance Services, Inc. | Fort Worth | TX | 02/2018 | 10/2019 |
| Pruco Securities, Llc. | Charlotte | NC | 10/2019 | 11/2024 |
| Prudential Insurance Company Of America | Charlotte | NC | 01/2020 | Present |
| Lpl Enterprise, Llc | Charlotte | NC | 11/2024 | Present |
1.10/03/2024; SUNNYSLOPE PROPERTIES LLC; Real Estate Rental; Yes inv related; 5 hr/mo non trading; 0 hr/mo trading; 01/24/2012 2. 10/03/2024; SOUND FINANCIAL SOLUTIONS; DBA for LPL; YES inv related; 150 hr/mo non trading; 150hr/mo trading; 08/22/2022 SUNNY SLOPE PROPERTIES, LLC POSITION: Owner/Manager NATURE: Real Estate Development Rental and Leasing INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/24/2012 ADDRESS: 401 Meadowland Cir, Maple Hill NC 28454, United States DESCRIPTION: I coordinate on an as required basis with the property managers on any issues, repairs and new tenants. Operate the books on a monthly basis, ensuring rents are deposited, bills are paid and all expenses are tracked and accounted for. From time to time, will work with banks, mortgage companies to purchase a new property when the timing is right. SOUND FINANCIAL SOLUTIONS, INC. POSITION: Financial Professional NATURE: Insurance and investments INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 140 START DATE: 08/22/2022 ADDRESS: 513 New Bridge St., Suite 100, Jacksonville NC 28540, United States DESCRIPTION: Sales and service of insurance and investments
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-01-25 |
Reach out to this advisor