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Jacey Brianne West

Westend Capital Management, LLC.

Sausalito, CA

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Current Employers
Westend Capital Management, Llc.

One Harbor Drive Suite 300, Sausalito, CA 94965 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-06-21
  • CA RA
    APPROVED
    Since 2023-06-21

Branch Locations

One Harbor Drive Suite 300, Sausalito, CA 94965 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cornerstone Retirement Group, Inc. Reno NV 01/2016 06/2019
Charles Schwab & Co., Inc. Reno NV 07/2019 02/2023
Charles Schwab Bank Reno NV 07/2019 02/2023
Westend Capital Management, Llc. San Francisco CA 02/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-15
  • S66 Uniform Combined State Law Examination
    2020-12-15
Other Names
  • Jacey West

View on SEC IAPD

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