Anthony Kimball Urban

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → 11/2023
  Fsc Securities Corp
  Atlanta, GA
• 11/2023 → Present
  Osaic Wealth, Inc.
  Charlotte, NC

Previous Registrations

• 2014-01-12 → 2023-11-03
  Fsc Securities Corporation
  Waxhaw, NC
  Charlotte, NC
  Atlanta, GA
• 2009-06-01 → 2015-01-23
  Morgan Stanley
  Charlotte, NC
  Charlotte, NC
• 2008-09-26 → 2009-06-01
  Citigroup Global Markets Inc.
  Charlotte, NC
• 2006-03-24 → 2008-09-29
  Wells Fargo Clearing Services, Llc
  Charlotte, NC
  Charlotte, NC

Other Businesses

1. ANTHONY URBAN POSITION: Agent NATURE: The nature of this business is to provide life insurance as an agent. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 03/17/2016 ADDRESS: 7401 Carmel Executive Park Drive, Suite 101, Charlotte NC 28226, United States DESCRIPTION: Providing portfolio management to individuals as well as fixed life and fixed annuity insurance solutions 2. MAGNOLIA CAPITAL PARTNERS POSITION: Executive Partner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/04/2015 ADDRESS: 7404 Carmel Executive Park Drive, Suite 101, Charlotte NC 28226, United States DESCRIPTION: Magnolia Capital Partners is used for marketing purposes and business operations including portfolio management. 3. ANTHONY URBAN /SAMMYBASEBALL73 POSITION: SELF NATURE: My son and I are avid baseball card collectors. We purchase boxes of cards. The extra cards that we do not wish to add to our collection, we sell on Ebay. There is a net loss since the cards purchased far exceed any that are sold. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2019 ADDRESS: 7401 Carmel Exec. Park Dr., Suite 101, Charlotte NC 28226, United States DESCRIPTION: I sell personally owned baseball cards on Ebay.

Exams

• S66 Uniform Combined State Law Examination
  2006-03-21
• S63 Uniform Securities Agent State Law Examination
  1999-03-02