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335 Madison Ave., Suite 5H, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-10-02 |
| NY | RA | APPROVED | 2023-09-28 |
| NC | RA | APPROVED | 2023-09-27 |
Branch Locations
Greensboro, NC • United States
335 Madison Ave., Suite 5H, New York, NY 10017 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tapfin/Ey | Secaucus | NJ | 10/2017 | 08/2019 |
| Unemployed | Bronx | NY | 02/2017 | 10/2017 |
| Ny State Tax Dept | Brooklyn | NY | 01/2013 | 02/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 08/2019 | 01/2022 |
| Ernst & Young | Bronx | NY | 10/2017 | 08/2019 |
| Bank Of America, N.A. | New York | NY | 08/2019 | 01/2022 |
| Albert Investments, Llc | Culver City | CA | 02/2022 | 06/2023 |
| Albert Securities, Llc | Culver City | CA | 02/2022 | 06/2023 |
| Albert Corporation | Culver City | CA | 02/2022 | 06/2023 |
| Shipt, Inc. | Birmingham | AL | 05/2020 | 01/2023 |
| Uber Technologies, Inc. | San Francisco | CA | 11/2015 | Present |
| Fruitful, Inc | New York | NY | 06/2023 | Present |
Name of Firm: Uber Technologies, Inc. Investment Related: No Address: 1455 Market Street, San Francisco, CA 94103 Nature of Business: Ride hailing services Position: Independent contractor/Driver Duties: Ride share/ driver Hours Devoted: 15 Monthly Hours Devoted during trading hours: 0 Start Date: 11/11/2015
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-11-05 |
| S65 | Uniform Investment Adviser Law Examination | 2017-12-04 |
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