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Current Employers
Kingswood Wealth Advisors, Llc

11440 W. Bernardo Court Suite 300, San Diego, CA 92127 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2026-01-12
  • GA RA
    APPROVED
    Since 2026-01-12

Branch Locations

Woodstock, GA • United States

11440 W. Bernardo Court Suite 300, San Diego, CA 92127 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dempsey Lord Smith, Llc Rome GA 11/2017 11/2025
Synovus Bank Rome GA 08/2016 10/2017
Starbucks Calhoun GA 06/2014 09/2016
Cambridge Investment Research, Inc. Calhoun GA 11/2025 11/2025
Kingswood Capital Partners Woodstock GA 12/2025 Present
Kingswood Wealth Advisors Woodstock GA 12/2025 Present
  • 11/2017 → 11/2025
    Rome, GA
  • 08/2016 → 10/2017
    Synovus Bank
    Rome, GA
  • 06/2014 → 09/2016
    Starbucks
    Calhoun, GA
  • 11/2025 → 11/2025
    Cambridge Investment Research, Inc.
    Calhoun, GA
  • 12/2025 → Present
    Kingswood Capital Partners
    Woodstock, GA
  • 12/2025 → Present
    Kingswood Wealth Advisors
    Woodstock, GA
Previous Registrations
Other Businesses

1) CONTRACT MUSICIAN 1099 INCOME - LESS THAN $10,000 ANNUALLY. 1-3 HOURS PER WEEK 2) River Remedy - Not Investment Related - Rome, GA - Brewery - 10% Owner - 0 hours during trading 3) Audio Rentals - Not Investment Related - Rome, GA - rent musical equipment out on the road for fee - 1099 income 4) Independent Rentals; Not Investment Related; 971 Rose Creek Terrace Woodstock, GA 30189; Music Equipment Rental; Independent Contractor; 1/1/2013; 1hr /Month; 0 during trading; Occasionally rent music equipment to churches and bands. 5) OBA Independent Musician,Is Not Investment Related,"971 Rose Creek Terrace, , Woodstock, GA, 30189, United States",Music,Self Employed - Independent Contractor,1/1/2013,4 hours per month,0 hours per month during trading hours,Commission Compensation,I am a musician that plays at church and the occasional bar/venue gig for country artists. 6) River Remedy Brewing Company,Is Not Investment Related,"241 Broad St., , Rome, GA, 30161, United States",Brewery,Partner/Owner,12/1/2021,1 hours per month,0 hours per month during trading hours,Commission Compensation,"I am a part owner of the brewery. With the exception of occasionally running social media page, I have no day to day responsibilities."

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-21
  • S66 Uniform Combined State Law Examination
    2018-11-21
Other Names
  • Trent Olney

View on SEC IAPD

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