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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-06-14
CA RA APPROVED 2018-10-25
  • TX RA
    APPROVED_RES
    Since 2024-06-14
  • CA RA
    APPROVED
    Since 2018-10-25

Branch Locations

301 University Ave 2Nd Fl, Palo Alto, CA 94301 • United States

Montara, CA • United States

550 S Winchester Blvd Ste 601, San Jose, CA 95128 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Palo Alto CA 11/2017 Present
Square Peg Organization Half Moon Bay CA 08/2012 01/2018
University Of Berkeley, California Berkeley CA 03/2017 10/2017
Dominican University Of Ca San Rafael CA 08/2017 08/2018
Dominican Unversity Of California San Rafael CA 08/2017 06/2018
  • 11/2017 → Present
    Palo Alto, CA
  • 08/2012 → 01/2018
    Square Peg Organization
    Half Moon Bay, CA
  • 03/2017 → 10/2017
    University Of Berkeley, California
    Berkeley, CA
  • 08/2017 → 08/2018
    Dominican University Of Ca
    San Rafael, CA
  • 08/2017 → 06/2018
    Dominican Unversity Of California
    San Rafael, CA
Other Businesses

CANADA COLLEGE, INV RELATED, REDWOOD CITY, CA, INSTRUCTOR, START 3/5/2020, 10 HOURS PER MONTH, ZERO DURING TRADING, FINANCIAL STRATEGIES FOR SUCCESSFUL RETIREMENT. COLLEGE OF SAN MATEO, INV RELATED, SAN MATEO, CA, INSTRUCTOR, START 3/5/2020, 10 HOURS PER MONTH, ZERO DURING TRADING, FINANCIAL STRATEGIES FOR SUCCESSFUL RETIREMENT. DE ANZA COLLEGE, INV RELATED, CUPERTINO, CA, INSTRUCTOR, START 01/01/2026, 24 HOURS PER MONTH, ZERO DURING TRADING, FINANCIAL STRATEGIES FOR SUCCESSFUL RETIREMENT. GREEN ACRES RANCH AND WEDDING VENUE LLC, NOT INV RELATED, MONTARA, CA, 50% OWNERSHIP, START 5/1/2023, 4 HOURS PER MONTH, ZERO HOURS DURING TRADING, WEDDING AND EVENT VENUE OPERATIONS. ORANGETHEORY FITNESS PACIFICA; NOT INV. RELATED; PACIFICA, CA; COACH/PERSONAL TRAINER; START 5/29/2023; 40 HRS PER MONTH; 28 HRS DURING TRADING; DUTIES: COACH CLASSES. SAN MATEO COMMUNITY COLLEGE; INV RELATED; SAN MATEO, CA; TO EDUCATE THE COMMUNITY; INSTRUCTOR; START DATE: 01/01/2026; 24 HRS PER MONTH; 0 HRS DURING TRADING; FINANCIAL STRATEGIES FOR SUCCESSFUL RETIREMENT| DE ANZA COMMUNITY COLLEGE; INV RELATED; CUPERTINO, CA; TO EDUCATE THE COMMUNITY; INSTRUCTOR; START DATE: 12/01/2025; 40 HRS PER MONTH; 40 HRS DURING TRADING; |

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-25
  • S66 Uniform Combined State Law Examination
    2018-10-25
Other Names
  • Kendel Shapses

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