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Guido Andrew Dipietro

Cetera Investment Advisers LLC

Yarmouth, MA

CRD 6876833

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2023-06-29
  • MA RA
    APPROVED
    Since 2023-06-29

Branch Locations

Yarmouth, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Primerica Financial Services Millbury MA 02/2017 04/2018
Pfs Investments Inc. Millbury MA 02/2017 04/2018
Davis Dairy Sterling MA 03/2015 11/2016
Complete Staffing Solutions Marlbourogh MA 03/2017 07/2017
University Of Phoenix (Online) Phoenix AZ 09/2014 11/2016
Unemployed Sterling MA 11/2016 02/2017
Edward Jones St Louis MO 04/2018 11/2018
Pruco Securities Llc Marlborough MA 11/2018 08/2019
The Prudential Insurance Company Of America Marlborough MA 12/2018 08/2019
Citizens Securities Inc South Dennis MA 08/2019 05/2021
Cetera Wealth Services, Llc El Segundo CA 10/2021 Present
Cetera Advisors Llc St Cloud MN 10/2021 Present
Cetera Financial Specialists Llc Schaumburg IL 10/2021 Present
First Allied Securities Inc San Diego CA 10/2021 09/2022
Cetera Investment Services Llc St Cloud MN 10/2021 Present
Unemployed Yarmouthport MA 05/2021 10/2021
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 02/2017 → 04/2018
    Primerica Financial Services
    Millbury, MA
  • 02/2017 → 04/2018
    Pfs Investments Inc.
    Millbury, MA
  • 03/2015 → 11/2016
    Davis Dairy
    Sterling, MA
  • 03/2017 → 07/2017
    Complete Staffing Solutions
    Marlbourogh, MA
  • 09/2014 → 11/2016
    University Of Phoenix (Online)
    Phoenix, AZ
  • 11/2016 → 02/2017
    Unemployed
    Sterling, MA
  • 04/2018 → 11/2018
    Edward Jones
    St Louis, MO
  • 11/2018 → 08/2019
    Pruco Securities Llc
    Marlborough, MA
  • 12/2018 → 08/2019
    The Prudential Insurance Company Of America
    Marlborough, MA
  • 08/2019 → 05/2021
    Citizens Securities Inc
    South Dennis, MA
  • 10/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 10/2021 → Present
    Cetera Advisors Llc
    St Cloud, MN
  • 10/2021 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 10/2021 → 09/2022
    First Allied Securities Inc
    San Diego, CA
  • 10/2021 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 05/2021 → 10/2021
    Unemployed
    Yarmouthport, MA
  • 06/2023 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
Previous Registrations
  • 2019-08-28 → 2021-05-21
    Citizens Securities, Inc.
    Marstons Mills, MA
    Orleans, MA
    So. Dennis, MA
    South Dennis, MA
    Johnston, RI
    Johnston, RI
    Braintree, MA
  • 2018-06-18 → 2018-11-02
    Edward Jones
    Sterling, MA
    St Louis, MO
    Sterling, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-14
S63 Uniform Securities Agent State Law Examination 2018-01-23
  • S66 Uniform Combined State Law Examination
    2018-06-14
  • S63 Uniform Securities Agent State Law Examination
    2018-01-23
Other Names
  • Guido Andrew Dipietro
  • Guido Andrew Dipietro
  • Guido Dipietro

View on SEC IAPD

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