Casey M Dutton

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2017 → 07/2018
  Brandon Strope
  Boulder, CO
• 11/2017 → 01/2019
  Northwestern Mutual Investment Services Llc
  Boulder, CO
• 08/2018 → 01/2019
  Brandon Strope
  Boulder, CO
• 11/2015 → 07/2017
  Md Anderson Cancer Center
  Houston, TX
• 08/2017 → 10/2017
  Unemployed
  Boulder, CO
• 06/2019 → 11/2019
  Ameriprise Financial Services, Inc.
  Boulder, CO
• 02/2019 → 05/2019
  Unemployed
  Boulder, CO
• 12/2019 → 11/2022
  Morgan Stanley
  Boulder, CO
• 12/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Fort Worth, TX
• 01/2023 → Present
  Bank Of America, N.A.
  Fort Worth, TX

Previous Registrations

• 2020-06-30 → 2022-12-01
  Morgan Stanley
  Boulder, CO

Exams

• S66 Uniform Combined State Law Examination
  2020-06-30
• S63 Uniform Securities Agent State Law Examination
  2018-10-18

Other Names

• Casey Marie Nelson
• Casey M Dutton
• Casey Marie Dutton
• Casey Dutton