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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2021-01-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rocknes | Streetsboro | OH | 09/2015 | 12/2019 |
| Die Guys Inc | Medina | OH | 06/2017 | 08/2017 |
| Student | Mantua | OH | 08/2007 | 10/2020 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 12/2017 | 10/2020 |
| Northwestern Mutual Investment Services Llc | Akron | OH | 06/2019 | 10/2020 |
| Principal Securities, Inc. | Stow | OH | 10/2020 | Present |
| Principal Life Insurance Company | Stow | OH | 07/2021 | Present |
***Kulla Industries LLC; Investment Related; Stow, OH; Owner; buying and reselling clothing, sole owner, retail customers, sales done online; Start Date: 01/01/2020; 20 hrs per month; 0 during trading hours. ***Fixed Insurance; Not Investment Related; Cleveland, OH; Broker; Fixed Life, Annuities, DI, LTC, Group Benefits, Health Insurance; Start Date: 10/08/2020; 6 hrs per month; 6 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-02-22 |
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