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Claire Ruth Diele

Equitable Advisors, LLC

Peekskill, NY

CRD 3181206

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Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-18
  • NY RA
    APPROVED
    Since 2021-05-18

Branch Locations

Peekskill, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Dream Promotions Inc. Peekskill NY 08/1982 08/2023
Axa Advisors, Llc New York NY 12/2001 06/2020
Equitable Advisors, Llc New York NY 12/2001 Present
  • 08/1982 → 08/2023
    American Dream Promotions Inc.
    Peekskill, NY
  • 12/2001 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 12/2001 → Present
    Equitable Advisors, Llc
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-01-11
S63 Uniform Securities Agent State Law Examination 1999-04-24
  • S65 Uniform Investment Adviser Law Examination
    2002-01-11
  • S63 Uniform Securities Agent State Law Examination
    1999-04-24

View on SEC IAPD

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