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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-11-11 |
Branch Locations
8500 Andrew Carnegie Blvd. Charlotte Hub, Charlotte, NC 28262 • United States
Huntersville, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Simon & Schuster | New York | NY | 01/2017 | Present |
| Canvas Books & Music, Llc | Toledo | OH | 07/2015 | 06/2017 |
| Acek, Llc | Perrysburg | OH | 05/2013 | 06/2017 |
| Lpl Financial | Perrysburg | OH | 01/2018 | 10/2018 |
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 10/2018 | Present |
| Tiaa | Charlotte | NC | 10/2018 | Present |
Name: Simon & Schuster Position: Writer Nature: Simon & Schuster publishes kid's books Investment Related: No Hours: 10 Securities Trading Hours: 0 Start Date: 01/01/2017 Address: 1230 6th Ave, New York NY 10020, United States Description: I write kid's books
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-11-11 |
| S63 | Uniform Securities Agent State Law Examination | 2018-09-18 |
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