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Katie Anne Platt

Morgan Stanley

New York, NY

Staten Island, NY

CRD 6876273

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-09-16
NY RA APPROVED 2021-04-27
CT RA APPROVED 2019-12-16
  • TX RA
    APPROVED
    Since 2021-09-16
  • NY RA
    APPROVED
    Since 2021-04-27
  • CT RA
    APPROVED
    Since 2019-12-16

Branch Locations

55 East 52Nd Street 10Th Floor, New York, NY 10055 • United States

Staten Island, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley New York NY 11/2017 Present
Widener University Chester PA 08/2013 11/2017
  • 11/2017 → Present
    Morgan Stanley
    New York, NY
  • 08/2013 → 11/2017
    Widener University
    Chester, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-16
  • S66 Uniform Combined State Law Examination
    2019-12-16

View on SEC IAPD

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