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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-04-28 |
Branch Locations
1601 Elm St Ste 4350, Dallas, TX 75201 • United States
3200 Southwest Fwy Ste 3100, Houston, TX 77027-7528 • United States
Dallas, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Dallas | TX | 11/2017 | 03/2020 |
| Midland Financial Co | Oklahoma City | OK | 07/2016 | 10/2017 |
| Ameriprise Financial Services, Llc | Dallas | TX | 03/2020 | Present |
Business Ownership; Geaux Frogs; Manager; Planning practice; 5910 North Central Expressway ste 1040, , Dallas, TX, 75206; Investment-Related; 09/16/2022; 1 to 9 hours per month; 1 to 9 during trading hours / Geaux Eagles; Manager; Planning practice; 5910 North Central Expressway ste 1040, , Dallas, TX, 75206; Investment-Related; 03/30/2022; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Geaux Sooners, LLC DBA Luminate; Associate Financial Advisor; Manage advisory business; 1601 Elm Street, Ste 4350, Dallas, TX, 75201; Investment-Related; 09/01/2021; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-05-07 |
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