Fateh Sokkar

Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
WV	RA	APPROVED	2026-01-22
IL	RA	APPROVED	2025-08-14
OH	RA	APPROVED	2024-07-17
RI	RA	APPROVED	2024-05-08
FL	RA	APPROVED	2023-05-16
TX	RA	APPROVED_RES	2023-02-10
GA	RA	APPROVED	2023-01-06
NY	RA	APPROVED	2023-01-04
NJ	RA	APPROVED	2022-09-21
CA	RA	APPROVED	2022-09-20
MD	RA	APPROVED	2022-09-20
NH	RA	APPROVED	2022-09-20
MA	RA	APPROVED	2022-09-13

WV RA
APPROVED

Since 2026-01-22
IL RA
APPROVED

Since 2025-08-14
OH RA
APPROVED

Since 2024-07-17
RI RA
APPROVED

Since 2024-05-08
FL RA
APPROVED

Since 2023-05-16
TX RA
APPROVED_RES

Since 2023-02-10
GA RA
APPROVED

Since 2023-01-06
NY RA
APPROVED

Since 2023-01-04
NJ RA
APPROVED

Since 2022-09-21
CA RA
APPROVED

Since 2022-09-20
MD RA
APPROVED

Since 2022-09-20
NH RA
APPROVED

Since 2022-09-20
MA RA
APPROVED

Since 2022-09-13

Branch Locations

35 Braintree Hill Office Park 106, Braintree, MA 02184 • United States

35 Village Road Suite 302, Middleton, MA 01949 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Amazon Fulfillment	Stoughton	MA	11/2016	01/2018
Unemployed	Dedham	MA	10/2015	10/2016
New York Life Insurance Co.	Bridgewater	MA	11/2017	08/2019
Nylife Securities Llc	Bridgewater	MA	02/2018	08/2019
Minnesota Life Insurance Company	St. Paul	MN	09/2019	08/2022
Securian Financial Services	St. Paul	MN	09/2019	08/2022
Pioneer Financial Group	Dedham	MA	09/2019	08/2022
Guardian Life Insurance Company	Middleton	MA	09/2022	Present
Park Avenue Securities	Middleton	MA	09/2022	Present
Guardian Life Insurance Company	Braintree	MA	03/2026	Present
Park Avenue Securities	Braintree	MA	03/2026	Present

11/2016 → 01/2018

Amazon Fulfillment

Stoughton, MA
10/2015 → 10/2016

Unemployed

Dedham, MA
11/2017 → 08/2019

New York Life Insurance Co.

Bridgewater, MA
02/2018 → 08/2019

Nylife Securities Llc

Bridgewater, MA
09/2019 → 08/2022

Minnesota Life Insurance Company

St. Paul, MN
09/2019 → 08/2022

Securian Financial Services

St. Paul, MN
09/2019 → 08/2022

Pioneer Financial Group

Dedham, MA
09/2022 → Present

Guardian Life Insurance Company

Middleton, MA
09/2022 → Present

Park Avenue Securities

Middleton, MA
03/2026 → Present

Guardian Life Insurance Company

Braintree, MA
03/2026 → Present

Park Avenue Securities

Braintree, MA

Previous Registrations

2021-01-12 → 2022-08-30

Securian Financial Services, Inc.

Dedham, MA

Other Businesses

1) Group Insurance-group insurance has been active since 3 years with Principal, Start date: 01/01/2020, Address: 711 High St Des Moines, IA 50392-0470, 3 total hours per month; 3 during securities trading hours, Investment related, Less than 10% annual compensation,

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2020-12-01
S63	Uniform Securities Agent State Law Examination	2018-10-06

S65 Uniform Investment Adviser Law Examination

2020-12-01
S63 Uniform Securities Agent State Law Examination

2018-10-06

View on SEC IAPD