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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-06-12
NJ RA APPROVED 2019-03-11
  • TX RA
    APPROVED
    Since 2019-06-12
  • NJ RA
    APPROVED
    Since 2019-03-11

Branch Locations

331 Newman Springs Rd Bldg 2 2Nd Fl Ste 221 [J4-Rbo], Red Bank, NJ 07701 • United States

7000 Lincoln Dr E Ste 301, Marlton, NJ 08053 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 11/2017 10/2018
Rutgers University New Brunswick NJ 09/2012 05/2017
Unemployed Voorhees NJ 05/2017 11/2017
Wells Fargo Clearing Services, Llc Oakhurst NJ 01/2019 Present
  • 11/2017 → 10/2018
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Pennington, NJ
  • 09/2012 → 05/2017
    Rutgers University
    New Brunswick, NJ
  • 05/2017 → 11/2017
    Unemployed
    Voorhees, NJ
  • 01/2019 → Present
    Oakhurst, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-08
S63 Uniform Securities Agent State Law Examination 2018-05-16
  • S66 Uniform Combined State Law Examination
    2019-03-08
  • S63 Uniform Securities Agent State Law Examination
    2018-05-16

View on SEC IAPD

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