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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2020-11-12
  • PA RA
    APPROVED
    Since 2020-11-12

Branch Locations

3701 Corporate Parkway Suite 320, Center Valley, PA 18034 • United States

Buck Hill Falls, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Center Valley PA 04/2017 Present
Mml Investors Services, Llc Center Valley PA 11/2017 Present
Susquehanna University Selinsgrove PA 08/2013 05/2017
  • 04/2017 → Present
    Massmutual Life Insurance Co
    Center Valley, PA
  • 11/2017 → Present
    Center Valley, PA
  • 08/2013 → 05/2017
    Susquehanna University
    Selinsgrove, PA
Other Businesses

(1)NAME: JOSEPH AYERS, INV REL: Y ADDR: AT RESIDENTIAL ADDRESS NATURE: OUTSIDE INSURANCE POSITION: AGENT, START: 4/18/2017, NO HR/MO: 1 NO HR/MO DUR TRADING: 0 DESCRIBE DUTIES: LIFE INSURANCE, HEALTH

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-10-29
S63 Uniform Securities Agent State Law Examination 2019-02-19
  • S65 Uniform Investment Adviser Law Examination
    2020-10-29
  • S63 Uniform Securities Agent State Law Examination
    2019-02-19
Other Names
  • Joseph Ayers

View on SEC IAPD

Other Firms

Other Investors

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