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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-04-28
TX RA APPROVED 2025-04-28
  • CA RA
    APPROVED
    Since 2025-04-28
  • TX RA
    APPROVED
    Since 2025-04-28

Branch Locations

Mountain House, CA • United States

4500 A Tassajara Road, Dublin, CA 94568-4608 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Seattle WA 10/2017 09/2019
Hdfc Bank Bangalore 04/2013 11/2016
Unemployed Redmond WA 01/2017 09/2017
Jp Morgan Chase Bank Seattle WA 10/2017 09/2019
Unemployed Jaipur 12/2016 12/2016
Unemployed Dublin CA 10/2019 03/2023
Addison Group Dublin CA 04/2023 07/2023
Unemployed Dublin CA 09/2023 11/2023
Fidelity Investments Dublin CA 12/2023 Present
  • 10/2017 → 09/2019
    Jp Morgan Securities Llc
    Seattle, WA
  • 04/2013 → 11/2016
    Hdfc Bank
    Bangalore
  • 01/2017 → 09/2017
    Unemployed
    Redmond, WA
  • 10/2017 → 09/2019
    Jp Morgan Chase Bank
    Seattle, WA
  • 12/2016 → 12/2016
    Unemployed
    Jaipur
  • 10/2019 → 03/2023
    Unemployed
    Dublin, CA
  • 04/2023 → 07/2023
    Addison Group
    Dublin, CA
  • 09/2023 → 11/2023
    Unemployed
    Dublin, CA
  • 12/2023 → Present
    Fidelity Investments
    Dublin, CA
Other Businesses

OBA-104892|OrgNmn:Pet Sitter|Org Addr:dublin,California,US|OBA Nature:I am a dog/cat sitter and have|Invst Rel:N|Title:pet sitter|Duties:Take care of the animal when its owner is away. provide a safe place to stay, provide food and take them out for walks.|StrtDt:12-22-23|TotHrs/mon:48|TrdHrs/mon:0|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-23
S63 Uniform Securities Agent State Law Examination 2018-02-15
  • S66 Uniform Combined State Law Examination
    2024-05-23
  • S63 Uniform Securities Agent State Law Examination
    2018-02-15

View on SEC IAPD

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