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Morgan Maxwell

Strategic Advisers LLC

Covington, KY

Wilder, KY

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2025-03-31
TX RA APPROVED 2025-03-31
  • KY RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

100 Magellan Way, Covington, KY 41015-1987 • United States

Wilder, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services, Llc Covington KY 10/2017 Present
Education At Work Covington KY 02/2016 10/2017
Northern Kentucky University Highland Heights KY 08/2013 05/2017
Fidelity Investments Boston MA 03/2025 Present
  • 10/2017 → Present
    Fidelity Brokerage Services, Llc
    Covington, KY
  • 02/2016 → 10/2017
    Education At Work
    Covington, KY
  • 08/2013 → 05/2017
    Northern Kentucky University
    Highland Heights, KY
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2019-02-07 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Covington, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-16
S63 Uniform Securities Agent State Law Examination 2017-12-01
  • S66 Uniform Combined State Law Examination
    2018-11-16
  • S63 Uniform Securities Agent State Law Examination
    2017-12-01
Other Names
  • Morgan Howard Maxwell
  • Morgan Maxwell

View on SEC IAPD

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STRATEGIC ADVISERS LLC · COVINGTON, KY
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PNC WEALTH MANAGEMENT LLC · FORT MITCHELL, KY
STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mitchell, KY
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