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Current Employers
Rbc Rochdale, Llc

400 Park Avenue 10Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-07-16
  • CA RA
    APPROVED
    Since 2021-07-16

Branch Locations

18111 Von Karman Avenue Suite 450, Irvine, CA 92612 • United States

400 Park Avenue 10Th Floor, New York, NY 10022 • United States

Huntington Beach, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Valencia CA 10/2017 02/2018
Coffee Kiosk Valencia CA 02/2017 10/2017
College Of The Canyons Santa Clarita CA 09/2012 12/2017
Masters University Santa Clarita CA 01/2015 05/2017
Raymond James Financial Services, Inc. Valencia CA 02/2018 10/2020
Raymond James Financial Services Advisors Inc. Santa Clarita CA 03/2019 10/2020
Vance Wealth, Inc. Santa Clarita CA 09/2020 03/2021
City National Rochdale Irvine CA 07/2021 Present
Unemployed Huntington Beach CA 03/2021 07/2021
  • 10/2017 → 02/2018
    Raymond James Financial Services, Inc.
    Valencia, CA
  • 02/2017 → 10/2017
    Coffee Kiosk
    Valencia, CA
  • 09/2012 → 12/2017
    College Of The Canyons
    Santa Clarita, CA
  • 01/2015 → 05/2017
    Masters University
    Santa Clarita, CA
  • 02/2018 → 10/2020
    Raymond James Financial Services, Inc.
    Valencia, CA
  • 03/2019 → 10/2020
    Santa Clarita, CA
  • 09/2020 → 03/2021
    Vance Wealth, Inc.
    Santa Clarita, CA
  • 07/2021 → Present
    City National Rochdale
    Irvine, CA
  • 03/2021 → 07/2021
    Unemployed
    Huntington Beach, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-01
  • S66 Uniform Combined State Law Examination
    2019-03-01

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