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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2022-09-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Chiaro Investment Services Llc/Lpl Financial | Forty Fort | PA | 10/2017 | Present |
| Gerrity's Supermarkets | Scranton | PA | 03/2012 | 11/2017 |
| Lpl Financial Llc | Forty Fort | PA | 08/2018 | Present |
1)08/06/2018 - Notary - PA Notary - 5% - INVESTMENT RELATED - FORT FORT, PA 18704 2)08/06/2018 - DBA for LPL Business (entity for LPL business) - Chiaro Investment Services - 100% - INVESTMENT RELATED - COVINGTON TOWNSHIP, PA 18444 3)08/06/2018 - Outside/W-2 Employment - Rhythm Fitness LLC - 4hrs per month - NOT INVESTMENT RELATED - SCRANTON, PA 18504 4) 11/05/2021 - Chiaro Investment Services LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 11/03/2021 - 4 Hours Per Month/1 Hour During Securities Trading. 5) 07/09/2024 - Peoples Security Wealth Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 07/01/2024 - 160 Hours Per Month/ 130 Hours During Trading 6) 01/15/2025 - Crunch Fitness - Not Investment Related - Outside/W-2 Employment - Scranton, PA - Start Date: 01/06/205 - 4 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-09-12 |
| S63 | Uniform Securities Agent State Law Examination | 2018-11-30 |
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