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Current Employers
Jennings & Associates Financial Advisors, Llc

1920 Broadway Street, Paducah, KY 42001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-03-25
KY RA APPROVED 2023-12-01
  • TX RA
    APPROVED_RES
    Since 2024-03-25
  • KY RA
    APPROVED
    Since 2023-12-01

Branch Locations

1920 Broadway Street, Paducah, KY 42001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) Paducah KY 03/2004 Present
Keystone Financial Group, Llc Paducah KY 08/2016 12/2023
Jennings & Associates Financial Advisors, Llc Paducah KY 12/2023 Present
Previous Registrations
  • 2016-08-30 → 2023-12-01
    Paducah, KY
    Lexington, KY
  • 2004-01-07 → 2004-04-01
    J.J.B. Hilliard, W.L. Lyons, Llc
    Paducah, KY
Other Businesses

1. 4/20/2012: JENNINGS & ASSOCIATES FINANCIAL ADVISORS, LLC - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 2. 8/6/2015: GLASS HOUSE PROPERTIES, LLC - INVESTMENT RELATED - HOME ADDRESS - REAL ESTATE RENTAL - STARTED 01/15/15 - 5 HOURS PER MONTH/0 HOURS DURING SECURITIES TRADING. 3. 4/27/2017 - Exclusive Insurance Brokerage - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 04/03/2017 - 1 Hour Per Month/0 Hours During Securities Trading - Fixed insurance. 4. 02/12/2024 - GPS Journal - Other - Book to sell - Not Investment Related - At Reported Business Location(s) - Start Date 08/07/2023 - 2 Hours Per Month/ During Trading 5. 05/13/2025 - Jennings & Associates Financial Advisors - Investment Related -Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date:12/01/2023 - 60 Hrs/Mth - 3 Hrs During Trading.I provide investment advisory services through Jennings & Associates Financial Advisors, LLC, an independent investment advisor firm. I started this business activity in 12/2023. I expect to spend approximately 60 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 11/21/2025 - Routine to Riches - Other - Non-Investment Related Training - Not Investment Related - Home Based - Start Date 12/01/2025 - 5 hours per month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-01-05
  • S66 Uniform Combined State Law Examination
    2001-01-05

View on SEC IAPD

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