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1920 Broadway Street, Paducah, KY 42001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-03-25 |
| KY | RA | APPROVED | 2023-12-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) | Paducah | KY | 03/2004 | Present |
| Keystone Financial Group, Llc | Paducah | KY | 08/2016 | 12/2023 |
| Jennings & Associates Financial Advisors, Llc | Paducah | KY | 12/2023 | Present |
1. 4/20/2012: JENNINGS & ASSOCIATES FINANCIAL ADVISORS, LLC - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 2. 8/6/2015: GLASS HOUSE PROPERTIES, LLC - INVESTMENT RELATED - HOME ADDRESS - REAL ESTATE RENTAL - STARTED 01/15/15 - 5 HOURS PER MONTH/0 HOURS DURING SECURITIES TRADING. 3. 4/27/2017 - Exclusive Insurance Brokerage - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 04/03/2017 - 1 Hour Per Month/0 Hours During Securities Trading - Fixed insurance. 4. 02/12/2024 - GPS Journal - Other - Book to sell - Not Investment Related - At Reported Business Location(s) - Start Date 08/07/2023 - 2 Hours Per Month/ During Trading 5. 05/13/2025 - Jennings & Associates Financial Advisors - Investment Related -Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date:12/01/2023 - 60 Hrs/Mth - 3 Hrs During Trading.I provide investment advisory services through Jennings & Associates Financial Advisors, LLC, an independent investment advisor firm. I started this business activity in 12/2023. I expect to spend approximately 60 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 11/21/2025 - Routine to Riches - Other - Non-Investment Related Training - Not Investment Related - Home Based - Start Date 12/01/2025 - 5 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-01-05 |
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