Christian Alexander Duaine

Employer firm

Texas Capital Bank Private Wealth Advisors CRD 298422

$4.19B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2017 → 12/2018
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Leawood, KS
• 06/2017 → 10/2017
  Houts Companies, Llc
  Kansas City, MO
• 08/2012 → 05/2017
  University Of Kansas
  Lawrence, KS
• 07/2019 → 09/2019
  Usaa
  Dallas, TX
• 10/2019 → 02/2020
  Grand Financial, Inc.
  Addison, TX
• 12/2018 → 07/2019
  Unemployed
  Dallas, TX
• 02/2020 → 04/2020
  Unemployed
  Dallas, TX
• 04/2020 → 08/2020
  Brg
  Dallas, TX
• 08/2020 → 06/2022
  Umb Bank
  Kansas City, MO
• 07/2022 → Present
  Texas Capital Securities, Inc.
  Dallas, TX
• 07/2022 → Present
  Texas Capital Bank
  Dallas, TX

Previous Registrations

• 2022-03-16 → 2022-06-29
  Umb Financial Services, Inc.
  Kansas City, MO
  Kansas City, MO
• 2018-04-17 → 2018-12-19
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Leawood, KS

Other Businesses

- Texas Capital Bank - Not Investment Related - 2000 McKinney St. Dallas, Texas 75201 - Corporate Bank - Associate, Assistant Vice President, Financial Institutions Group - Associate in the Corporate Bank for the Financial Institutions Group - 07/2022 - 160+ hours per month - 6 hours per day - Duties are to be dually registered as part of the Corporate, Investment Bank of Texas Capital. I will do my duties as a corporate banker that is able to use my series 7 license in its capacity.

Exams

• S66 Uniform Combined State Law Examination
  2018-04-16

Other Names

• Christian Duaine