Allison R Tregoning

Current Employers

Employment History

• 10/2017 → 02/2018
  Kforce
  St Louis, MO
• 10/2017 → 02/2020
  Wells Fargo Clearing Services Llc
  St Louis, MO
• 09/2015 → 05/2017
  Azzip Pizza
  Champaign, IL
• 08/2013 → 05/2017
  University Of Illinois At Urbana Champaign
  Champaign, IL
• 06/2017 → 09/2017
  N/A
  Oak Forest, IL
• 02/2020 → 09/2021
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 09/2021 → Present
  Lpl Financial Llc
  Schaumburg, IL
• 09/2021 → Present
  Gladstone Wealth Partners
  Schaumburg, IL

Previous Registrations

• 2020-03-16 → 2021-10-08
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 2018-01-19 → 2020-02-25
  Wells Fargo Clearing Services, Llc
  St. Louis, MO

Other Businesses

1. 9/27/2021 - Puzzle Wealth Solutions - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 9/2021. 2. 11/5/2021 - Gladstone Institutional Advisory, LLC- DBA: (Hybrid) Gladstone Wealth Group - Investment Related - At Reported Business Location(s) - (Hybrid) Gladstone Wealth Group - Started 9/2021 - 160 Hours Per Month - I provide investment advisory services through Gladstone Institutional Advisory, an independent investment advisor firm. I started this business activity in 11/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 11/5/2021 - Gladstone Institutional Advisory - DBA: (Hybrid) Puzzle Wealth Solutions - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 9/2021 - 160 Hours Per Month - I provide investment advisory services through Gladstone Institutional Advisory, an independent investment advisor firm. I started this business activity in 11/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 09/2021 - LPL Financial - broker-dealer registered representative - Investment Related - At Reported Business Location(s) - 80 hours a month during securities trading. 5. 04/2022 - Gladstone Institutional Advisory, LLC - DBA: (Hybrid) Puzzle ICS - Investment Related - At Reported Business Location(s) - Registered Investment Adviser Hybrid - 60 hours a month during securities trading.

Exams

• S66 Uniform Combined State Law Examination
  2018-01-19

Other Names

• Allison Tregoning