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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2022-02-17 |
| TX | RA | APPROVED_RES | 2022-02-12 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Carrine Ann Photography | Buckeye | AZ | 03/2009 | 01/2022 |
| Jp Morgan Securities | Phoenix | AZ | 02/2014 | 02/2022 |
| Morgan Stanley Smith Barney Llc | Phoenix | AZ | 02/2022 | Present |
625718- The Grazing Slate; Investment related-Yes; Phoenix, Arizona; Charcuterie Bar (Catering); Partner (proprietor, partner, officer, director, employee, trustee, agent); 02/2025; During business hours: 0; After business hours: 8; Chacuterie Cart - Catering * 671646 - Pause for Life; Investment related-No; Buckeye, Arizona; Sound Healing/Holistic/Wellnes; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 12/2025; During business hours: 0; After business hours: 8; Customer Service.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-01-31 |
| S63 | Uniform Securities Agent State Law Examination | 1999-11-06 |
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