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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-01-19
CA RA APPROVED 2021-01-20
  • FL RA
    APPROVED
    Since 2022-01-19
  • CA RA
    APPROVED
    Since 2021-01-20

Branch Locations

301 Tresser Blvd Office Of Cao - Awl Local Markets Organization, Stamford, CT 06901 • United States

13099 S Cleveland Ave, Fort Myers, FL 33907 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America Pasadena CA 07/2014 10/2017
Merrill Lynch Newport Beach CA 10/2017 11/2019
Merrill Lynch Newport Beach CA 11/2019 Present
  • 07/2014 → 10/2017
    Bank Of America
    Pasadena, CA
  • 10/2017 → 11/2019
    Merrill Lynch
    Newport Beach, CA
  • 11/2019 → Present
    Merrill Lynch
    Newport Beach, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-15
  • S66 Uniform Combined State Law Examination
    2021-01-15
Other Names
  • May Sahakian
  • Mayte I Alvarez

View on SEC IAPD

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