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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-02-27
TX RA APPROVED_RES 2020-07-24
IL RA APPROVED 2018-01-29
  • FL RA
    APPROVED
    Since 2026-02-27
  • TX RA
    APPROVED_RES
    Since 2020-07-24
  • IL RA
    APPROVED
    Since 2018-01-29

Branch Locations

Sarasota, FL • United States

21805 W Field Pkwy, Deer Park, IL 60010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Crystal Lake IL 10/2017 Present
Village Of Prairie Grove Prairie Grove IL 09/2013 09/2017
7Fridays, Inc. Dba The Cleaning Authority Cary IL 01/2004 09/2017
Bank Of America, N.A. Crystal Lake IL 03/2018 Present
  • 10/2017 → Present
    Crystal Lake, IL
  • 09/2013 → 09/2017
    Village Of Prairie Grove
    Prairie Grove, IL
  • 01/2004 → 09/2017
    7Fridays, Inc. Dba The Cleaning Authority
    Cary, IL
  • 03/2018 → Present
    Bank Of America, N.A.
    Crystal Lake, IL
Other Businesses

I*110027 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: 7 SATURDAYS, INC INVESTMENT RELATED: N ADDRESS OF BUSINESS: CRYSTAL LAKE, ILLINOIS 60012 NATURE OF BUSINESS: S-CORP, POSITION, TITLE, ASSOCIATION: FAMILY HELD, START DATE OF RELATIONSHIP: 9/3/2014 NUMBER OF HOURS DEVOTED: 2 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: SEPARATE LEASING COMPANY TO HOLD 7FRIDAYS VEHICLE ASSETS. DUTY: YEARLY TAX PREPARATION FOR TAX ACCOUNTANT I*1201273 For profit or not for profit: Entity For Profit Name of outside business organization: 7 Fridays Inc. Investment related: N Address of business: Crystal Lake, Illinois, 60012 Nature of business: ["S Corporation"] Position, title, association: ["Officer"], Start date of relationship: 2/28/2023 Number of hours devoted: 2 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , New 7 fridays Inc holds the proceeds of the DBA The Cleaning Authority and will serve as consulting entity I*2059274, Entity Type Fiduciary, Name of OBA: B K. R TTEE U/A DTD 10/11/2022 BY A S K Address: Lake Barrington, Illinois, 60010 Investment Related: Yes Position, Title, Association: Executor, Successor Trustee, Trustee Employee Start Date: 23-Oct-2024 No Hours: 10 Monthly No Hours during trading: 0 Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-01-26
  • S66 Uniform Combined State Law Examination
    2018-01-26
Other Names
  • Beth Elaine Kennedy
  • Beth Robak

View on SEC IAPD

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