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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-05-15 |
| NC | RA | APPROVED | 2025-02-14 |
| SC | RA | APPROVED | 2023-01-06 |
Branch Locations
550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charleston | SC | 10/2017 | 10/2018 |
| Suntrust Bank | Mt. Pleasant | SC | 07/2013 | 10/2017 |
| Bank Of America, N.A. | Charleston | SC | 05/2018 | 10/2018 |
| Suntrust Investment Services, Inc | Atlanta | GA | 10/2018 | 02/2021 |
| Suntrust Advisory Services, Inc | Atlanta | GA | 10/2018 | 02/2021 |
| Truist Investment Services, Inc. | Charleston | SC | 02/2021 | 12/2022 |
| Truist Advisory Services, Inc. | Charleston | SC | 02/2021 | 12/2022 |
| Wells Fargo Clearing Services, Llc | Charleston | SC | 12/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-03-29 |
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