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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-05-15
NC RA APPROVED 2025-02-14
SC RA APPROVED 2023-01-06
  • TX RA
    APPROVED_RES
    Since 2026-05-15
  • NC RA
    APPROVED
    Since 2025-02-14
  • SC RA
    APPROVED
    Since 2023-01-06

Branch Locations

550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charleston SC 10/2017 10/2018
Suntrust Bank Mt. Pleasant SC 07/2013 10/2017
Bank Of America, N.A. Charleston SC 05/2018 10/2018
Suntrust Investment Services, Inc Atlanta GA 10/2018 02/2021
Suntrust Advisory Services, Inc Atlanta GA 10/2018 02/2021
Truist Investment Services, Inc. Charleston SC 02/2021 12/2022
Truist Advisory Services, Inc. Charleston SC 02/2021 12/2022
Wells Fargo Clearing Services, Llc Charleston SC 12/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-29
  • S66 Uniform Combined State Law Examination
    2018-03-29
Other Names
  • Monique Renee Williams
  • Monique Williams
  • Monique Renee Goodwin

View on SEC IAPD

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