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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2023-04-19
TX RA APPROVED 2023-03-28
VA RA APPROVED 2023-03-28
  • DC RA
    APPROVED
    Since 2023-04-19
  • TX RA
    APPROVED
    Since 2023-03-28
  • VA RA
    APPROVED
    Since 2023-03-28

Branch Locations

1800 K St Nw, Washington, DC 20006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Washington DC 10/2017 04/2021
Pittsburgh Steelers Pittsburgh PA 02/2017 05/2017
Anheuser-Busch Blacksburg VA 03/2016 03/2017
Unemployed Terre Haute IN 06/2017 10/2017
Bank Of America, N.A. Washington DC 04/2018 04/2021
Morgan Stanley Smith Barney Llc Washington DC 04/2021 03/2023
Morgan Stanley Private Bank, N.A New York NY 04/2021 03/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Washington DC 03/2023 Present
Bank Of America, N.A. Washington DC 03/2023 Present
  • 10/2017 → 04/2021
    Washington, DC
  • 02/2017 → 05/2017
    Pittsburgh Steelers
    Pittsburgh, PA
  • 03/2016 → 03/2017
    Anheuser-Busch
    Blacksburg, VA
  • 06/2017 → 10/2017
    Unemployed
    Terre Haute, IN
  • 04/2018 → 04/2021
    Bank Of America, N.A.
    Washington, DC
  • 04/2021 → 03/2023
    Morgan Stanley Smith Barney Llc
    Washington, DC
  • 04/2021 → 03/2023
    Morgan Stanley Private Bank, N.A
    New York, NY
  • 03/2023 → Present
    Washington, DC
  • 03/2023 → Present
    Bank Of America, N.A.
    Washington, DC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-02-27
  • S66 Uniform Combined State Law Examination
    2018-02-27
Other Names
  • Aj Hughes
  • Joseph Hughes

View on SEC IAPD

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