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Current Employers
Equity Services, Inc.

One National Life Drive, Montpelier, VT 05604 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2006-08-11
  • VT RA
    APPROVED
    Since 2006-08-11

Branch Locations

One National Life Drive, Montpelier, VT 05604 • UNITED STATES

One National Life Drive, Montpelier, VT 05604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equity Services, Inc Montpelier VT 07/2006 Present
Previous Registrations
  • 2003-04-10 → 2006-07-31
    First Command Brokerage Services, Inc.
    Fort Worth, TX
    Fort Worth, TX
  • 2004-04-12 → 2005-09-02
    First Command Bank
    Fort Worth, TX
Other Businesses

OVER ORANGE HEIGHTS; NOT INV-REL.; 289 CAMP STREET, BARRE, VT 05641, MUSIC-PUBLIC PERFORMANCE; MUSICIAN; 08/2008-PRES.; 12-15 HRS/MO.; NOT DURING TRADING HRS.; I AM THE DRUMMER FOR A LOCAL BAND ENGAGED IN PUBLIC PERFORMANCES*UPWORK.COM,289 CAMP STREET,BARRE,VT 05641,01/01/2018,ONGOING,NOT INV REL,NOT DURING TRD/HRS,PROOFREADING,TECHNICAL WRITING CONSULTANT,CONTRACTOR,4-6HRS/WK*WEBSTERVILLE CHRISTIAN ACADEMY,143 CHURCH HILL RD, WEBSTERVILLE, VT 05678,09/01/2026,ONGOING,BOARD SUBCOMMITTEE MEMBER,NOT INV REL,NOT DURING TRD/HRS, 0%.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-11-28
S63 Uniform Securities Agent State Law Examination 1999-05-20
  • S65 Uniform Investment Adviser Law Examination
    2001-11-28
  • S63 Uniform Securities Agent State Law Examination
    1999-05-20
Other Names
  • Tom Longfellow

View on SEC IAPD

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