Tristen Andrew Gadberry

Current Employers

Adaptfirst Investments Llc

Kernersville, NC • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2023-02-24
CA	RA	APPROVED	2021-02-23
NC	RA	APPROVED	2021-01-11

FL RA
APPROVED

Since 2023-02-24
CA RA
APPROVED

Since 2021-02-23
NC RA
APPROVED

Since 2021-01-11

Branch Locations

Ponte Vedra, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Trilogy Capital Inc	Huntington Beach	CA	10/2017	11/2020
Trilogy Financial Services	Irvine	CA	10/2017	11/2020
Ob Sports Management	Dana Point	CA	05/2012	10/2017
Lpl Financial Services	Irvine	CA	10/2017	11/2020
Adaptfirst Investments Llc	Greensboro	NC	01/2021	Present

10/2017 → 11/2020

Trilogy Capital Inc

Huntington Beach, CA
10/2017 → 11/2020

Trilogy Financial Services

Irvine, CA
05/2012 → 10/2017

Ob Sports Management

Dana Point, CA
10/2017 → 11/2020

Lpl Financial Services

Irvine, CA
01/2021 → Present

Adaptfirst Investments Llc

Greensboro, NC

Previous Registrations

2018-03-09 → 2020-11-02

Trilogy Capital, Inc.

Irvine, CA

Irvine, CA

Other Businesses

FATHOM REALTY, REAL ESTATE AGENT SINCE 6/2020 - PRESENT. COMMISSION ONLY. 10 HRS PER MONTH SPENT ON THIS NON INVESTMENT RELATED ACTIVITY. LIFE INSURANCE AGENT FOR LIFE, HEALTH AND FIXED INSURANCE PLANS. 5 HRS PER MONTH ON THIS ACTIVITY.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-03-09

S65 Uniform Investment Adviser Law Examination

2018-03-09

View on SEC IAPD