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Current Employers
Gwn Securities Inc.

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2017-11-14
  • NJ RA
    APPROVED
    Since 2017-11-14

Branch Locations

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

1011 Route 22 Suite 104, Bridgewater, NJ 08807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Woodbridge NJ 06/2008 03/2017
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 Present
Mml Investors Services, Llc Paramus NJ 03/2017 11/2017
Gwn Securities, Inc. Palm Beach Gardens FL 11/2017 Present
  • 06/2008 → 03/2017
    Metlife Securities Inc.
    Woodbridge, NJ
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 03/2017 → 11/2017
    Paramus, NJ
  • 11/2017 → Present
    Palm Beach Gardens, FL
Previous Registrations
  • 2017-03-25 → 2017-11-16
    East Orange, NJ
    Paramus, NJ
  • 2012-05-29 → 2017-03-25
    Msi Financial Services, Inc.
    Iselin, NJ
    East Orange, NJ
    Cranford, NJ
    East Orange, NJ
    Newark, NJ
    Paramus, NJ
Other Businesses

ABMM FINANCIAL, Is Investment Related, DBA, Financial Professional, 2017-11-13,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment and Advisory Sales. INSURANCE INVESTMENT RELATED: Is Investment Related NATURE: Insurance Sales POSITION: Insurance Agent START DATE: 2017-11-13,NUMBER OF HOURS: 10 hours per month, SECURITIES TRADING HOURS: 0 hours per month during trading hours DESCRIPTION: Finding best options to help my clients succeed and plan for retirement. I.e. Life insurance, fixed annuities, fixed index annuities, Whole life insurance, LTC, IUL life policies

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-05-11
  • S66 Uniform Combined State Law Examination
    2012-05-11

View on SEC IAPD

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