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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-01-03 |
| MD | RA | APPROVED | 2019-12-02 |
Branch Locations
2800 Quarry Lake Drive Suite 260, Baltimore, MD 21202-3751 • United States
Woodbine, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc. | Baltimore | MD | 02/2019 | Present |
| Steward Partners | Baltimore | MD | 10/2017 | 10/2018 |
| Towson University | Towson | MD | 09/2015 | 09/2017 |
| Unemployed | Baltimore | MD | 11/2018 | 01/2019 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-12-02 |
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