Andrew Steven Conn

Rbc Capital Markets, LLC

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Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-01-03
MD	RA	APPROVED	2019-12-02

TX RA
APPROVED_RES

Since 2024-01-03
MD RA
APPROVED

Since 2019-12-02

Branch Locations

2800 Quarry Lake Drive Suite 260, Baltimore, MD 21202-3751 • United States

Woodbine, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets, Llc.	Baltimore	MD	02/2019	Present
Steward Partners	Baltimore	MD	10/2017	10/2018
Towson University	Towson	MD	09/2015	09/2017
Unemployed	Baltimore	MD	11/2018	01/2019

02/2019 → Present

Rbc Capital Markets, Llc.

Baltimore, MD
10/2017 → 10/2018

Steward Partners

Baltimore, MD
09/2015 → 09/2017

Towson University

Towson, MD
11/2018 → 01/2019

Unemployed

Baltimore, MD

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-12-02

S66 Uniform Combined State Law Examination

2019-12-02

Designations

View on SEC IAPD

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