David Jarvis Macaulay

Employer firm

Macaulay & Associates, LLC CRD 144717

$81.3M regulatory AUM 1 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2007 → Present
  Macaulay & Associates
  Fort Mill, SC
• 09/2011 → Present
  Purshe Kaplan Sterling Investments
  Albany, NY

Previous Registrations

• 2007-01-03 → 2007-07-27
  First Allied Advisory Services, Inc.
  Chesterfield, MO
• 2005-05-04 → 2007-01-03
  Ffp Advisory Services Inc
  Rock Hill, SC

Other Businesses

FIXED INSURANCE SALES. Implemented as an Individual. NOT INVESTMENT RELATED; INSURANCE RELATED FOR FIXED, DISABILITY AND LONG TERM CARE. JULY 2007; 3-5 HRS/MONTH; INSURANCE SALES AND SERVICE AS IT RELATES TO FINANCIAL PLANNING.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-02-17
• S63 Uniform Securities Agent State Law Examination
  1999-02-11

Designations

• Certified Financial Planner
• Chartered Financial Consultant