Brian Anthony James

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2026 → Present
  Honor Credit Union
  Portage, MI
• 05/2026 → Present
  Cetera Investment Services Llc
  St Cloud, MN
• 05/2026 → Present
  Cetera Investment Advisers Llc
  Portage, MI
• 01/2016 → 01/2017
  Adt Security
  Kalamazoo, MI
• 01/2017 → 12/2017
  Sprint
  Grand Rapids, MI
• 12/2017 → 09/2020
  Lpl Financial Llc
  Portage, MI
• 11/2017 → 03/2018
  Oak Point Wealth Management Llc
  Portage, MI
• 03/2018 → 02/2024
  Cx Institutional, Llc
  Auburn, MI
• 04/2022 → 10/2022
  Personal Wealth Partners, Llc
  Bloomington, MN
• 03/2024 → 05/2026
  Pnc Investments
  Battle Creek, MI

Previous Registrations

• 2024-03-06 → 2026-05-20
  Pnc Wealth Management Llc
  Battle Creek, MI
  Kalamazoo, MI
  Coldwater, MI
  Kalamazoo, MI
• 2018-04-06 → 2024-02-23
  Cx Institutional, Llc
  Portage, MI
  Auburn, IN
• 2022-05-03 → 2022-10-25
  Personal Wealth Partners Llc
  Portage, MI
  Bloomington, MN

Exams

• S63 Uniform Securities Agent State Law Examination
  2024-03-19
• S66 Uniform Combined State Law Examination
  2018-04-04

Other Names

• Brian Anthony James
• Brian James