Best Investors
Account
Sign in
Best Investors
Account
Sign in
LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-11-14 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Primerica Financial Services | Lawrenceville | GA | 08/2015 | 12/2022 |
| Pfs Investments Inc. | Lawrenceville | GA | 08/2018 | 12/2022 |
| Lewis Accounting | Valdosta | GA | 05/2008 | Present |
| Pruco Securities Llc | Voldosta | GA | 05/2023 | Present |
| Lpl Enterprise, Llc | Tampa | FL | 11/2024 | Present |
NANCY J HARTFORD DBA LEWIS ACCOUNTING POSITION: Owner NATURE: Accounting INVESTMENT RELATED: No NUMBER OF HOURS: 250 SECURITIES TRADING HOURS: 130 START DATE: 01/01/2012 ADDRESS: 3324 Bemiss Road, Valdosta GA 31605, United States DESCRIPTION: Primarily income taxes but I also do bookkeeping, payroll and trucking work. I am the owner and operator of an income tax business. I also offer bookkeeping, payroll and truck driver paperwork services but this is small and not increasing. DURABLE POA FOR CHRISTINE CHANCE POSITION: Durable POA for mother NATURE: POA INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/15/2009 ADDRESS: 3324 Bemiss Road, Valdosta GA 31605, United States DESCRIPTION: Durable POA for mother who resides with Alliance professional. Has not had to use the POA because her mother is still capable of making her own decisions.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 2019-05-22 |
Reach out to this advisor