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30 South 17Th Street, Philadelphia, PA 19103-4196 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-08-25 |
Branch Locations
30 South 17Th Street, Philadelphia, PA 19103-4196 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Bala Cynwyd | PA | 04/2020 | 03/2022 |
| New York Life Insurance | Bala Cynwyd | PA | 11/2019 | 03/2022 |
| Olive Garden | Wyomissing | PA | 10/2018 | 01/2019 |
| Ufinancial | Philadelphia | PA | 09/2018 | 10/2019 |
| Northwestern Mutual | King Of Prussia | PA | 03/2018 | 08/2018 |
| Ursinus College | Collegeville | PA | 08/2015 | 12/2019 |
| Chick Fil A | Reading | PA | 06/2014 | 08/2017 |
| The Vanguard Group, Inc. | Malvern | PA | 05/2022 | 08/2023 |
| Pennhurst Asylum | Spring City | PA | 09/2017 | 10/2017 |
| Movie Tavern Collegeville | Collegeville | PA | 11/2016 | 12/2016 |
| Self Employed | Reading | PA | 07/2019 | 08/2019 |
| Unemployed | Ardmore | PA | 04/2022 | 05/2022 |
| Wescott Financial Advisory Group Llc | Philadelphia | PA | 08/2023 | Present |
| Vanguard Marketing Corporation | Malvern | PA | 06/2022 | 08/2023 |
| Vanguard Advisers, Inc. | Malvern | PA | 08/2022 | 08/2023 |
1) 12/2021 Rental Property; Non-Investment Related; Ardmore, PA ; Landlord ; Approx 2 hours a month ; 0 hours during trading 2) 1/2018 Independent Licensed Insurance Agent; Investment Related Ardmore, PA; Life/Accident/Health 3) 01/2022 Ardmore Business Association ; Non-Investment Related Business ; Ardmore, PA ; Board Member; Approx 3 hours a month; 0 hours during trading ; hosting and planning community events as well as promote local businesses
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-08-17 |
| S63 | Uniform Securities Agent State Law Examination | 2020-06-18 |
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