Michelle Baum Bradford

955,800 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2021-10-18
GA	RA	APPROVED	2019-08-15

Branch Locations

8700 Sam Furr Road, Huntersville, NC 28078 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Charlotte	NC	02/2017	11/2018
Self Employed-Consultant/Contract Projects	Huntersville	NC	02/2014	04/2017
Charles Schwab And Co., Inc.	Huntersville	NC	07/2019	Present
Charles Schwab Bank, Ssb	Huntersville	NC	07/2019	Present
Unemployed	Huntersville	NE	11/2018	07/2019

02/2017 → 11/2018

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Charlotte, NC
02/2014 → 04/2017

Self Employed-Consultant/Contract Projects

Huntersville, NC
07/2019 → Present

Charles Schwab And Co., Inc.

Huntersville, NC
07/2019 → Present

Charles Schwab Bank, Ssb

Huntersville, NC
11/2018 → 07/2019

Unemployed

Huntersville, NE

2017-05-02 → 2018-11-09

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Charlotte, NC
2014-08-28 → 2015-12-18

Wells Fargo Clearing Services, Llc

Roanoke, VA
2011-07-07 → 2012-10-09

Usaa Financial Planning Services

Tampa, FL
2008-02-25 → 2009-12-08

Voya Financial Advisors, Inc.

Hudson, FL

Palm Harbor, FL

New Port Richey, FL
2003-10-15 → 2007-10-16

Equitable Advisors, Llc

Tampa, FL

Tampa, FL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-10-13

Nearby Firms