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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-08-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Little Pub Restaurant | Fairfield | CT | 08/2016 | 04/2020 |
| New York Life Insurance Company | Stratford | CT | 08/2017 | 02/2018 |
| Lpl Financial Llc | Shelton | CT | 04/2018 | 09/2020 |
| Securities America, Inc. | Stratford | CT | 09/2020 | 02/2023 |
| Securities America Advisors, Inc. | Stratford | CT | 09/2020 | 02/2023 |
| Lpl Financial, Llc | Stratford | CT | 02/2023 | 08/2025 |
| Massmutual Life Insurance Co | Shelton | CT | 08/2025 | Present |
| Mml Investors Services, Llc | Shelton | CT | 08/2025 | Present |
| Jsg Tax And Asset Management | Shelton | CT | 02/2018 | 09/2020 |
1) Name: Mark Monteiro Inv Rel: Y Add: At Residential Address Nature: Outside Insurance Sales Position: Insurance Broker Start Date: 02/01/2023 No. Hr/Mo: 5 No. Hr/Mo During Sec Trading: 0 Duties: Life, disability, long-term care, fixed annuities, health. 2) NAME: MONTEIRO FINANCIAL GROUP, LLC INV REL: Y ADD: RESIDENTIAL ADDRESS NATURE: LLC FOR PASS THROUGH COMPENSATION POSITION: OWNER START DATE: 08/13/2020 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: DEPOSITING BUSINESS INCOME AND EXPENSES FOR TAX FLOW PURPOSES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-05-28 |
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