Sergio Lujan

Current Employers

Sprott Asset Management Usa Inc.

320 Post Road Suite 230, Darien, CT 06820 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2019-05-24

CA RA
APPROVED

Since 2019-05-24

Branch Locations

200 Bay Street Suite 2600, Toronto M5J 2J2 • Canada

320 Post Road Suite 230, Darien, CT 06820 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	From	To
Sprott Global Resource Investments, Ltd.	Toronto	11/2017	Present
Sprott Asset Management Lp	Toronto	06/2016	Present
Sprott Asset Management Usa, Inc.	Toronto	04/2018	Present

11/2017 → Present

Sprott Global Resource Investments, Ltd.

Toronto
06/2016 → Present

Sprott Asset Management Lp

Toronto
04/2018 → Present

Sprott Asset Management Usa, Inc.

Toronto

Other Businesses

SPROTT ASSET MANAGEMENT LP; YES - THE BUSINESS IS INVESTMENT RELATED; 200 BAY STREET, SUITE 2600, TORONTO, ON, M5J 2J1; INSIDE SALES REPRESENTATIVE; STARTED ON 06/29/2016; APPROXIMATELY 160 HOURS/MONTH DEVOTED MOSTLY DURING SECURITIES TRADING HOURS; GENERATE SALES LEADS.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-10-10

S66 Uniform Combined State Law Examination

2018-10-10