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Carly Rose Kotlarski

Fisher Investments

Plano, TX

Tampa, FL

CRD 6871430

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Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-03-12
TX RA APPROVED 2021-09-14
  • FL RA
    APPROVED
    Since 2024-03-12
  • TX RA
    APPROVED
    Since 2021-09-14

Branch Locations

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

3109 W Dr. Martin Luther King Jr. Blvd Suite 600, Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Full Time Education Fort Myers FL 08/2015 05/2019
Ubs Financial Services Inc. Fort Myers FL 10/2017 05/2019
Ubs Financial Services Inc. Fort Myers FL 05/2019 09/2021
Fisher Investments Tampa FL 09/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-29
  • S66 Uniform Combined State Law Examination
    2019-10-29
Designations
  • Certified Financial Planner

View on SEC IAPD

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