Keating Lewis Simons

Current Employers

Employment History

• 05/2018 → 10/2019
  Coastal Wealth Advisors, Llc
  Johns Island, SC
• 10/2017 → 05/2018
  New York Life
  Charleston, SC
• 01/2017 → 12/2017
  Sweet Grass Digital
  Charleston, SC
• 05/2016 → 03/2017
  Mellow Mushroom
  North Charleston, SC
• 10/2019 → 08/2023
  Securian Financial Services
  St. Paul, MN
• 10/2019 → Present
  Commonwealth Financial Group
  Daniel Island, SC
• 08/2023 → Present
  Cetera Wealth Services, Llc
  Daniel Island, SC
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2021-08-12 → 2023-08-10
  Securian Financial Services, Inc.
  Daniel Island, SC
  St. Paul, MN
• 2018-06-05 → 2019-10-07
  Coastal Wealth Advisors, Llc
  Johns Island, SC

Other Businesses

1. SWEET GRASS DIGITAL, LLC POSITION: Owner NATURE: Author INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/21/2020 ADDRESS: 1625 Carterett Ave, Charleston SC 29407, United States DESCRIPTION: There is no activity associated with this LLC 2. NAME OF OTHER BUSINESS: COMMONWEALTH FINANCIAL GROUP; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 10/2019, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S63 Uniform Securities Agent State Law Examination
  2022-01-21
• S65 Uniform Investment Adviser Law Examination
  2018-06-05

Other Names

• Keating Simons