Rafael Anibal Lopez

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2017 → 10/2017
  Unemployed
  Leander, TX
• 06/2015 → 02/2017
  Texas Oncology
  Austin, TX
• 07/2012 → 02/2017
  Clinical Pathology Laboratories
  Austin, TX
• 12/2017 → 08/2021
  New York Life Insurance Co.
  Austin, TX
• 08/2019 → 08/2021
  Nylife Securities Llc
  Austin, TX
• 10/2017 → 12/2017
  American Income Life
  Austin, TX
• 08/2021 → Present
  Massmutual Life Insurance Company
  San Juan, PR
• 08/2021 → Present
  Mml Investors Services, Llc
  San Juan, PR

Other Businesses

(1) NAME: RAFAEL LOPEZ INV REL: N ADDR: URB BUENA VISTA CALLE 4B-11, LARES, PR 00669 NATURE: REALTOR/REAL ESTATE POSITION: REALTOR START DATE: 2/1/2022 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0 DUTIES: SHOWING, LISTING, AND CONTRACTING PROPERTY. (2) NAME: LVSM PATRIOTAS DE LARES INC INV REL: N ADD: COLISEO FELIX "AMIGUITO" MENDEZ ACEVEDO LARES PR 00669 NATURE: PROFESIONAL SPORTS ORGANIZATION-VOLLEYBALL POSITION: GENERAL MANAGER START DATE: 04/25/2025 NO HRS/MO: 30 NO/HRS MO DUR TRADING: 0 DESCRIBE DUTIES: HIRE PLAYERS AND STAFF. NEGOTIATE WITH VENDORS AND SPONSORS. (3) NAME: RAFAEL A. LOPEZ PAGAN INV REL: Y ADD: RESIDENTIAL ADDRESS NATURE: INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 01/05/2025 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 5 DESCRIBE DUTIES: SALES AND SERVICES HEALTH

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-03-04
• S63 Uniform Securities Agent State Law Examination
  2020-01-04

Other Names

• Rafael Lopez
• Rafael Anibal Lopez-Pagan
• Rafael Lopez-Pagan