Annie Van Tran

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-01-07
CA	RA	APPROVED	2020-12-10

TX RA
APPROVED

Since 2021-01-07
CA RA
APPROVED

Since 2020-12-10

Branch Locations

245 Lytton Avenue Suite 200, Palo Alto, CA 94301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Palo Alto	CA	11/2017	Present
Uc Irvine Summer Session Administration	Irvine	CA	02/2016	09/2016
Uc Irvine	San Jose	CA	09/2013	06/2017
Unemployed	San Jose	CA	07/2017	10/2017

11/2017 → Present

Morgan Stanley

Palo Alto, CA
02/2016 → 09/2016

Uc Irvine Summer Session Administration

Irvine, CA
09/2013 → 06/2017

Uc Irvine

San Jose, CA
07/2017 → 10/2017

Unemployed

San Jose, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-12-10

S66 Uniform Combined State Law Examination

2020-12-10

View on SEC IAPD

Other Firms

STRATEGIC ADVISERS LLC

CITIGROUP GLOBAL MARKETS INC.

AMERIPRISE FINANCIAL SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WAVERLEY CAPITAL MANAGEMENT, LLC

LUMINARI CAPITAL MANAGEMENT, LLC

Other Investors

DANIEL P MCGOVERN

SIRMA M TZOUTZOVA

LARYSA P SMYKOVSKAYA

Other Offices

STRATEGIC ADVISERS LLC · PALO ALTO, CA

CITIGROUP GLOBAL MARKETS INC. · Palo Alto, CA

DCVC · PALO ALTO, CA

DCVC BIO · PALO ALTO, CA

AMERIPRISE FINANCIAL SERVICES, LLC · Palo Alto, CA

WELLS FARGO CLEARING SERVICES, LLC · PALO ALTO, CA

WELLS FARGO CLEARING SERVICES, LLC · PALO ALTO, CA

WELLS FARGO CLEARING SERVICES, LLC · PALO ALTO, CA

More in Palo Alto, CA

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