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Conor Stark Duggan

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Charlotte, NC

Mount Pleasant, SC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-10-30
  • SC RA
    APPROVED
    Since 2025-10-30

Branch Locations

620 S Tryon St, Charlotte, NC 28255 • United States

75 Port City Lndg, Mount Pleasant, SC 29464 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na Nashville TN 09/2017 09/2025
Jpmorgan Securities Llc Nashville TN 09/2017 09/2025
Regions Bank Nashville TN 06/2015 09/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Mount Pleasant SC 09/2025 Present
Bank Of America, N.A. Mount Pleasant SC 10/2025 Present
  • 09/2017 → 09/2025
    Jpmorgan Chase Bank Na
    Nashville, TN
  • 09/2017 → 09/2025
    Jpmorgan Securities Llc
    Nashville, TN
  • 06/2015 → 09/2017
    Regions Bank
    Nashville, TN
  • 09/2025 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Mount Pleasant, SC
  • 10/2025 → Present
    Bank Of America, N.A.
    Mount Pleasant, SC
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-28
S63 Uniform Securities Agent State Law Examination 2017-12-15
  • S65 Uniform Investment Adviser Law Examination
    2024-03-28
  • S63 Uniform Securities Agent State Law Examination
    2017-12-15
Other Names
  • Conor Stark Duggan
  • Conor Duggan

View on SEC IAPD

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