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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-04-16
LA RA APPROVED 2019-06-05
  • TX RA
    APPROVED
    Since 2021-04-16
  • LA RA
    APPROVED
    Since 2019-06-05

Branch Locations

1809 Glenmar Ave, Monroe, LA 71201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Monroe LA 10/2017 Present
Unemployed Farmerville LA 12/2016 10/2017
University Health Department Of Neurosurgery At Lsuhsc-S Shreveport LA 07/2016 12/2016
Bank Of America, N.A. Monroe LA 01/2020 Present
  • 10/2017 → Present
    Monroe, LA
  • 12/2016 → 10/2017
    Unemployed
    Farmerville, LA
  • 07/2016 → 12/2016
    University Health Department Of Neurosurgery At Lsuhsc-S
    Shreveport, LA
  • 01/2020 → Present
    Bank Of America, N.A.
    Monroe, LA
Other Businesses

I*709260For profit or not for profit: Entity For ProfitName of outside business organization: Emily Morris PaintInvestment related: NAddress of business: Monroe, Louisiana, 71201Nature of business: ["Limited Liability Company"]Position, title, association: ["Owner"], Start date of relationship: 2/7/2022Number of hours devoted: 20 hour(s) WeeklyNumber of hours devoted during trading hours: 0Duties: , Entity purpose is to sell my paintings through my own LCC for tax purposes. Responsibilities include social media marketing, website management, fulfilling orders/commissions, and painting. I*4873280, Entity Type: Entity For Profit, Name of OBA: Two Bluebirds Properties LLC, Address: Monroe, Louisiana, 71201, Investment Related: N, Position, Title, Association: ["Other"], Employee Start Date: 05/01/2026, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties: None. My name is not on the business nor do I have any knowledge of any real-estate transactions pending. I have no control or rights. This is my husband's LLC. He has no employees. He is a licensed realtor in Louisiana and Arkansas, specializing in land and commercial real-estate. He has a business account and the business is expected to earn income via real-estate transactions. It is unclear whether the business will pay a distribution (ie income) each year or if earnings will be retained.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-04
  • S66 Uniform Combined State Law Examination
    2019-06-04
Other Names
  • Emily Margaret Prestridge
  • Emily Prestridge
  • Emily Morris

View on SEC IAPD

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